WebMar 31, 2024 · SYSC 15A.2.2 R 31/03/2024. A firm must keep its compliance with SYSC 15A.2.1R under review and, in particular, consider its compliance in the following circumstances: if there is a material change to the firm’s business or the market in which it operates; and. in any event, no later than 1 year after it last carried out the relevant … WebJun 13, 2024 · A: The definition of an eligible complainant is given in DISP 2.7. To summarise, it is those who have (or potentially have) a customer relationship with the firm who are either: a private individual. a micro-enterprise. a charity with an annual turnover of less than £1m when the complaint was made.
COBS 4.1 Application - FCA Handbook
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Overview of breech presentation - UpToDate
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